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ERISA Fiduciary Litigation and Counseling Services

Our firm is prepared to represent employers and other plan sponsors, qualified retirement benefit plans and plan participants in litigation and arbitration against investment advisors, securities brokerage firms, insurance companies, bank trust departments, and other financial services entities involving breach of fiduciary duty and related claims under ERISA. These matters include breach of fiduciary duty for imprudent investments or unsuitable investments, inappropriate selection of other fiduciaries or service providers, failure to operate the plan for the "exclusive purpose" of providing benefits to participants or their beneficiaries, self-dealing by broker-dealers, and engaging in ERISA prohibited transactions with plan assets.
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From Our Blog

Atlanta-Based J.P. TURNER & COMPANY, L.L.C. Broker Herman Mannings III Fined and Suspended


posted by James Dunlap at 08:13 PM

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Atlanta (Loganville, Georgia) Broker Barred from Industry for Forgery and Theft of Son's IRA Funds


posted by James Dunlap at 02:04 PM

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FINRA Hearing Panel Fines Brookstone Securities $1 Million for Fraudulent Sales of CMOs to Elderly


posted by James Dunlap at 02:17 AM

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