Financial Services/Securities Litigation & Arbitration

James A. Dunlap Jr. & Associates LLC is an investor-focused firm. Much of our practice involves representing investors both in arbitration and court proceedings.

Securities abuse cases often share common fact patterns.  Claims filed by us on behalf of investors typically concern one or more of the securities abuses described below.

  • Sub-Prime Mortgage & Collateralized Debt Obligation Problems
  • Unsuitability
  • Breach of Fiduciary Duty
  • Misrepresentation & Omission
  • Over-Concentration
  • Failure to Follow Directions
  • Selling Away
  • Mutual Fund Revenue Sharing
  • Mutual Fund Fraud
  • Unauthorized Trading
  • Churning
  • Margin Issues
Contact Us
Name: *
Email: *
Phone: *
Interested in: *
* required
From Our Blog

Long-Awaited Forensic Investigation of City of Jacksonville Police and Fire Pension Fund

posted by at 04:00 PM

Discussion (0) View More »

Sixth Circuit: Lawyers Performing Ordinary Legal Work are not Statutory Sellers under Kentucky Statute

posted by James Dunlap at 02:59 PM

Discussion (0) View More »

Walter C. Little and Andrew M. Berke

posted by at 09:51 PM

Discussion (0) View More »