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Cases and Clients


Recent Awards and Settlements:

$700,000 Settlement on Personal Injury Claim

$285,000,000 Medtronic Sprint Fidelis Settlement Client Participation

$200,000 Settlement with Stock Brokerage Firm for Suitability and Over-Concentration

$200,000 Settlement with Hospital on Negligence Claim

$200,000 Settlement with Medical Doctor for Malpractice Claim

$1,100,000 Settlement with Medical Company for Product Liability Claim

$370,000 FINRA Arbitration Award

$117,000 FINRA Arbitration Award

$95,000 FINRA Arbitration Award

Six Figure Confidential Settlement with Broker Firm for unsuitability claim.

Six Figure Confidential Settlement with Medical Company for fraud claim.

High Five Figure Settlement with Broker Firm for unsuitability claim.

Mid-Range Six Figure Settlement
with Broker Firm for unsuitability claim.





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From Our Blog

Ixia and Victor Alston


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Sixth Circuit: Lawyers Performing Ordinary Legal Work are not Statutory Sellers under Kentucky Statute


posted by James Dunlap at 02:59 PM

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FINRA Hearing Panel Fines Brookstone Securities $1 Million for Fraudulent Sales of CMOs to Elderly


posted by James Dunlap at 02:17 AM

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